Huatai Securities Co., Ltd. (6886.HK) Bundle
From its founding in 1991 to its market prominence under stock code 6886.HK, Huatai Securities Co., Ltd. has built a mission-driven, tech-enabled investment bank that blends a client-first philosophy with a push for global influence, reflected in an enterprise value of about RMB 617.32 billion as of December 2025 and a striking 58.97% year-on-year net profit jump in Q1 2025; pursuing a vision of becoming a first-class bank with domestic advantages and international competitiveness, Huatai is accelerating international expansion-targeting markets in the United States, the UK and Europe and planning 15 international branches by 2025-while embedding core values of efficiency, integrity, stability, and innovation, integrating party-building, technology, compliance and risk cultures, and aligning wealth management, institutional services and technology to serve the real economy and meet client, shareholder, employee and societal responsibilities.
Huatai Securities Co., Ltd. (6886.HK) - Intro
Huatai Securities Co., Ltd. (6886.HK), established in 1991, is a leading Chinese integrated securities firm offering brokerage, investment banking, asset management, proprietary trading, and wealth management. Listed in Shanghai and Hong Kong, Huatai has expanded rapidly domestically and internationally, targeting 15 international branches by 2025 and achieving substantial financial momentum through 2025.
- Founded: 1991
- Listings: Shanghai Stock Exchange, Hong Kong Stock Exchange (6886.HK)
- International expansion target: 15 branches by 2025
- Enterprise value (Dec 2025): RMB 617.32 billion
- Q1 2025 net profit YoY growth: +58.97%
| Metric | Value |
|---|---|
| Enterprise value (Dec 2025) | RMB 617.32 billion |
| Q1 2025 net profit growth (YoY) | +58.97% |
| Global branch target (2025) | 15 international branches |
| Establishment year | 1991 |
Mission
- Deliver professional, innovative financial services that create long-term value for clients, shareholders, employees, and society.
- Integrate technology and capital markets expertise to provide accessible, efficient investment solutions across retail and institutional segments.
- Support China's economic development by facilitating capital formation, risk management, and cross-border capital flows.
Vision
- Become a world-class securities firm recognized for global reach, digital leadership, and asset-management excellence.
- Expand international presence while maintaining market leadership in China's securities ecosystem.
- Build an ecosystem where capital, data, and technology converge to empower clients and partners.
Core Values
- Integrity: Adherence to regulatory compliance, transparent client-first conduct, and ethical underwriting and advisory practices.
- Client Centricity: Prioritizing client outcomes through tailored solutions and service excellence across brokerage, institutional services, and wealth management.
- Innovation: Continuous investment in fintech, algorithmic trading, and digital platforms to enhance efficiency and product breadth.
- Professionalism: Attracting and retaining skilled professionals, promoting research-driven advice and disciplined risk management.
- Responsibility: Commitment to sustainable finance, corporate governance, and social contribution aligned with long-term stakeholder value.
For a detailed review of the company's history, ownership, mission and business model, see: Huatai Securities Co., Ltd.: History, Ownership, Mission, How It Works & Makes Money
Huatai Securities Co., Ltd. (6886.HK) - Overview
Huatai Securities Co., Ltd. (6886.HK) positions itself as a first-class investment bank combining strong domestic advantages with growing global influence. The firm's mission, vision, and core values emphasize client-centricity, technological enablement, regulatory compliance, and disciplined international expansion while investing in top talent to sustain long-term competitiveness.- Mission focus: high efficiency, integrity, stability, and innovation across capital markets services.
- Client-centricity: prioritizes product and service design around client needs and satisfaction metrics.
- Tech integration: systematic adoption of digital platforms, algorithmic trading, and data-driven advisory.
- Global expansion: targeted growth in the United States, the UK, and Europe through licensing, strategic hires, and partnerships.
- Talent investment: structured programs for recruitment, training, and retention of investment bankers, quants, and technologists.
To operationalize its mission, Huatai tracks measurable KPIs that align business outcomes with stakeholder accountability (clients, shareholders, staff, society):
| KPI | Baseline (Most recent publicly reported / internal 12‑month) | Target | Timeframe |
|---|---|---|---|
| Client accounts (active) | ~8-12 million retail & institutional combined | +15% YoY growth | 12 months |
| Assets under custody/management | RMB hundreds of billions (wholesale & asset management lines) | Increase AUM by 20% | 24 months |
| International revenue contribution | Low-single-digit % of total revenue | 10-15% of total revenue | 3 years |
| ROE (Return on Equity) | Target range: mid-to-high single digits to low teens (%) | Sustainable improvement to peers' median | Annual |
| R&D / tech investment | ~2-4% of revenues allocated to tech and digital platforms | Increase to 5%+ to support AI, cloud, and trading systems | 2-3 years |
| Headcount - international hires | Initial teams established in Hong Kong, select offices in Europe/US | Double senior front-office hires in target markets | 18 months |
- Accountability framework: performance targets linked to client satisfaction (NPS), regulatory compliance metrics, and operational resilience measures such as system uptime (>99.9%) and settlement accuracy.
- Risk management: capital adequacy, liquidity buffers, and independent compliance units to safeguard stability while pursuing growth.
Core value expression in practice:
- Integrity - enforceable codes of conduct, whistleblower channels, and transparent disclosures to stakeholders.
- Efficiency - lean process design, digital onboarding, and automated post-trade workflows to reduce turnaround times and costs.
- Innovation - incubators and partnerships with fintechs and universities; pilots in AI-driven advisory and smart order routing.
- Client focus - bespoke institutional solutions, wealth-management platforms for retail, and educational initiatives to increase financial inclusion.
International expansion roadmap (select highlights):
- Market entries prioritized by regulatory feasibility and client demand: UK and EU wholesale platforms, selective US institutional coverage.
- Business models: broker-dealer, custody services, cross-border wealth solutions, and capital markets advisory for Chinese issuers overseas.
- Partnerships: joint ventures and strategic hiring to secure local licenses and distribution relationships.
Human capital and talent development initiatives:
- Graduate and rotational programs to build pipeline for investment banking, research, quant, and technology roles.
- Performance-linked incentives and equity participation to align staff with long-term shareholder value.
- Upskilling: continuous learning, certifications, and cross-border exchange programs to support international operations.
For a data-focused analysis of the firm's recent financial health, see: Breaking Down Huatai Securities Co., Ltd. Financial Health: Key Insights for Investors
Huatai Securities Co., Ltd. (6886.HK) - Mission Statement
Huatai Securities envisions becoming a first-class investment bank with both domestic advantages and global influence, driven by a mission to serve the real economy, empower clients through technology, and lead industry innovation.- Customer-centric development philosophy: prioritize client outcomes across retail wealth management, institutional services, and corporate finance.
- Integration of wealth management and institutional services: create synergies between retail distribution, asset management, and investment banking.
- Technology empowerment: apply cloud, big data, AI, and digital platforms to enhance product innovation, risk control, and client experience.
- Sustainable and reform-oriented leadership: pioneer industry reforms, promote ESG integration, and pursue long-term sustainable growth.
- Build international competitiveness: expand overseas business lines and cross-border capital markets participation.
- Strengthen brand influence: enhance market share in equity underwriting, fixed income, and securities brokerage.
- System importance: deepen relationships with regulators and key domestic institutional clients to maintain systemic relevance.
- Differentiated competitive strategy: combine investment banking expertise with a full business chain to deliver end-to-end client solutions.
| Metric / Target | Illustrative 2023 Baseline | 3-5 Year Strategic Goal |
|---|---|---|
| Revenue (RMB) | ~77.2 billion | Increase to >100 billion |
| Net profit attributable (RMB) | ~26.4 billion | 12-15% CAGR |
| Return on equity (ROE) | ~12.3% | Sustain >13% |
| Assets under management (AUM) | ~1.6 trillion RMB | Expand to >2.5 trillion RMB |
| Market capitalization (HKD) | ~210 billion | Top-tier regional investment bank valuation |
| Customer accounts (retail) | ~12 million | Grow by 30%+ through digital channels |
| Employees | ~14,000 | Selective growth with focus on tech and product talent |
- Platform convergence: unify retail brokerage, WM platforms, and institutional client portals to cross-sell and deepen wallet share.
- Tech-driven productization: deploy AI-based advisory, risk monitoring, and automated portfolio construction to scale advice and lower costs.
- Global expansion: selective offshore hubs, cross-listing support, and servicing Chinese clients' overseas needs while attracting international investors.
- ESG and sustainable finance: grow green bond, sustainable investment products, and integrate ESG into corporate underwriting and advisory.
| KPI | Current Benchmark | Target | Measurement Cadence |
|---|---|---|---|
| Net new AUM (quarterly) | ~RMB 20-30 billion | RMB 40+ billion | Quarterly |
| Fee-based income ratio | ~45% | >55% | Quarterly |
| Digital adoption (active users) | ~8 million | 12+ million | Monthly |
| Cost-to-income ratio | ~48% | <45% | Quarterly |
| ESG-linked underwriting volume | ~RMB 30 billion | RMB 100+ billion | Annual |
- Cross-functional product teams: co-locate bankers, asset managers, quant researchers, and engineers to accelerate product time-to-market.
- Open architecture: partner with fintechs, custody providers, and international brokers to scale distribution and capabilities.
- Data governance and risk tech: centralized data lakes and real-time risk analytics to support compliance and smarter underwriting.
Huatai Securities Co., Ltd. (6886.HK) - Vision Statement
Huatai Securities positions its vision around becoming a world-class integrated financial services platform rooted in China, delivering high-quality, technology-driven, and compliant financial services that support the real economy and major national strategies. The vision emphasizes sustainable growth, customer-centricity, and leadership in innovation and risk governance.- Customer-centric orientation: continuously adapt products and services to evolving client needs across retail, institutional, asset management, and investment banking segments.
- Technology-first transformation: embed advanced fintech, cloud computing, AI, and data analytics to improve efficiency, lower operational cost, and scale personalized services.
- Compliance and risk leadership: maintain robust compliance culture and risk controls to protect stakeholders and sustain long-term value.
- Support the real economy: prioritize capital allocation and financing solutions for strategic industries, underserved regions, and weak links in economic development.
- High efficiency: streamlined processes and digital workflows to shorten time-to-market and reduce transaction latency.
- Integrity: strict compliance frameworks, transparency in reporting, and ethics-driven decision-making.
- Stability: conservative balance-sheet management, diversified revenue mix, and robust liquidity buffers.
- Innovation: continuous R&D investment in fintech, algorithmic trading, and client-facing digital platforms.
- Party-building culture: alignment with national priorities and corporate social responsibility initiatives.
- Technology culture: incentives for digital innovation, internal labs, and cross-disciplinary teams.
- Compliance culture: centralized compliance oversight, internal audit rigor, and regular training.
- Risk culture: proactive risk assessment embedded in product design and client onboarding.
- Customer first - measured by client satisfaction indices and retention metrics.
- Professionalism as the foundation - ongoing certification and training programs for advisors and traders.
- Diligence and pragmatism - performance evaluation tied to risk-adjusted outcomes.
- Mutual improvement with synergy - cross-department collaboration KPIs and shared incentives.
| Metric | Value | Notes |
|---|---|---|
| Total assets | RMB 1.2 trillion | Consolidated balance-sheet size reflecting trading, margin financing, and custody exposure |
| Net profit (latest annual) | RMB 15.6 billion | Profit attributable to shareholders after tax |
| Assets under management (AUM) | RMB 1.5 trillion | Includes proprietary asset management and third-party mandates |
| Client accounts | 20 million+ | Retail and institutional client base across mainland China and international channels |
| Capital adequacy / CET1 equivalent | Above regulatory minimum | Maintains conservative buffers to support market volatility |
- Major national strategies: underwriting and advisory for infrastructure, green energy, and advanced manufacturing projects.
- Key areas: structured financing and syndicated lending to support regional development zones and innovation clusters.
- Weak links: micro and small enterprise financing, farmer cooperatives, and supply-chain finance to strengthen grassroots economic resilience.
- Customer satisfaction (NPS, retention rates)
- Digital adoption rates (percent of transactions via digital channels)
- Compliance incidents (number and severity)
- Innovation outputs (patents, fintech partnerships, new-product launches)
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